Univest Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 36105
- Registered since
- June 14, 1994
- Website
- www.univest.us
Firm profile
FINTRXOverview
Univest Securities, LLC is organized as a limited liability company and is classified in the dataset as an investment bank. Ownership is listed as a mix of a domestic entity and individual owners. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It also is described as a single-state adviser rather than a multi-state adviser, and it is not noted as a pension consultant or a related adviser. The record provides limited detail on the firm’s client footprint, fee arrangements, or day-to-day advisory and business activities. Where the dataset does provide allocation information, that activity appears to be executed through third‑party managers rather than internally managed, consistent with the non-capital‑allocator designation.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4Yi Guo
CEOCRD 6246079

Marcus McCain
Chief Compliance OfficerCRD 5279394

Bradley Richmond
Chief Operating OfficerCRD 2387976
Contacts
3 of 16
Joseph Ransdell
Director of Private EquityCRD 1464852

Scott Madison
Managing DirectorCRD 6111043

Charles Poulin
Vice President of Capital MarketsCRD 6229037
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 75 Rockefeller Plz
- Time zone
- ET (UTC-5)
- Office locations
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