PROACTIVE WEALTH STRATEGIES, LLC

RIASEC RegisteredEst. 2022
Total AUM
$316M
Discretionary
$316M
100% of AUM
Avg account
$263K
Accounts
1,200
Employees
4
Advisory reps
7

Firm details

Headquarters
MARIETTA, Georgia
CRD number
318872
Registered since
March 22, 2022
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI64.65%
  • Individuals32.07%
  • Corporations / Businesses3.22%
  • Pension & Profit Sharing Plans0.06%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Proactive Wealth Strategies, LLC is an independent registered investment adviser that began SEC registration in 2022 and is organized as an LLC with individual ownership. The firm serves a mix of individuals, families and institutional clients, offering financial planning and portfolio management services geared toward individuals and small businesses. Its fee model combines percentage-of-AUM charges with fixed-fee arrangements. Proactive Wealth Strategies does not self-identify as an active ESG investor and does not act as a capital allocator; when using alternatives it deploys third-party external managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Cash & Cash Equivalents 7%, US Government Bonds 6%, Investment Grade Corp Bonds 5%, Non-Investment Grade Corp Bonds 2%, Public Funds/Mutual Funds 2%78%
  • Exchange Traded Equities78%
  • Cash & Cash Equivalents7%
  • US Government Bonds6%
  • Investment Grade Corp Bonds5%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

2 of 2
  • Lauren Gretchen

    Chief Compliance OfficerCRD 2690894

  • CRAIG SELIGMAN

    Chief Compliance OfficerCRD 2515820

Contacts

3 of 5
  • ASHISH GANDHI

    Financial AdvisorCRD 8118405

  • Meredith Nation

    Administrative AssistantCRD 7964409

  • CYNTHIA DERSO

    Co-FounderCRD 4146436

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

MARIETTA, GA

COBB

Location

MARIETTA, GA

Headquartered in MARIETTA, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
COBB
Address
533 Johnson Ferry Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth