Nicholas Wealth Management

RIASEC RegisteredEst. 2021
Total AUM
$740M
Discretionary
$740M
100% of AUM
Avg account
$329K
Accounts
2,250
Employees
19
Advisory reps
10

Firm details

Headquarters
Marietta, Georgia
CRD number
282635
Registered since
August 13, 2021
Website
nicholaswealth.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • Investment Companies59.7%
  • Individuals28.43%
  • HNWI11.35%
  • Corporations / Businesses0.42%
  • Pension & Profit Sharing Plans0.1%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Nicholas Wealth Management is an SEC-registered institutional RIA organized as an LLC and registered in 2021. The firm serves both individual/family and institutional clients and positions itself as a capital allocator that combines financial planning, portfolio management, and manager selection. Its advisory services include fee-based portfolio management (percentage of AUM plus hourly and fixed-fee arrangements), educational seminars, periodic publications, and the selection of third-party advisers. The firm does not identify as an active ESG investor and lists an insurance company affiliation among its industry ties.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Public Funds/Mutual Funds 34%, Cash & Cash Equivalents 7%60%
  • Exchange Traded Equities60%
  • Public Funds/Mutual Funds34%
  • Cash & Cash Equivalents7%

Owners & executives

3 of 3
  • Logan Pritchett

    Logan Pritchett

    Client Service CoordinatorCRD 8156646

  • Ian Sears

    Ian Sears

    Client Service CoordinatorCRD 8005608

  • Amanda Serafino

    Amanda Serafino

    Client Service CoordinatorCRD 7828814

Contacts

3 of 7

  • Stephen Jones

    Financial PlannerCRD 7483960

  • Stacy Fleming

    Stacy Fleming

    Director, Compliance ServicesCRD 5782272

  • David Nicholas

    David Nicholas

    PresidentCRD 5211508

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 39

Active vs passive

$60.7M in ETFs

Passive

24%

$14.4M

Active

25%

$46.3M

ETFProviderStyleCategoryValueShares% of portfolio
NICHOLAS GLOBAL EQUITY AND INCOME ETF (GIAX)$22.3M1,294,57236.77%
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Location

Primary office

Marietta, GA

Cobb

Location

Marietta, GA

Headquartered in Marietta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
Cobb
Address
218 Roswell St Se
Time zone
ET (UTC-5)
Office locations

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