PRISM PLANNING PARTNERS
Firm details
- Headquarters
- LIBERTYVILLE, Illinois
- CRD number
- 290485
- Registered since
- March 24, 2022
- Website
- prismplanningpartners.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI91.79%
- Individuals8.21%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Prism Planning Partners is an independent Registered Investment Adviser organized as an LLC and SEC-registered in 2022. The firm is owned by an individual and focuses on serving individual and family clients through financial planning and portfolio management for individuals and small businesses. Its client fee arrangements include percentage-of-AUM charges as well as hourly and fixed-fee options. Prism describes itself as not engaging in ESG-focused mandates and is not positioned as a capital allocator, pension consultant, or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds43%
- US Government Bonds5%
- State & Local Bonds3%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1NICOLE SULLIVAN
Chief Compliance Officer, Director of Financial PlanningCRD 6047107
Contacts
3 of 3BRANDON CLOUSE
Senior Financial PlannerCRD 6011176
DANIEL PETERS
Fee Based Financial PlannerCRD 5224241
RONALD BERNSTEIN
Financial AdvisorCRD 5026816
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 19Active vs passive
$76.4M in ETFs
67%
$50.9M
33%
$25.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT) | BlackRock | Passive | Large Blend | $24.1M | 169,014 | 31.49% |
Location
LIBERTYVILLE, IL
LAKE
Location
LIBERTYVILLE, IL
Headquartered in LIBERTYVILLE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- LAKE
- Address
- 321 S Milwaukee Ave
- Time zone
- CT (UTC-6)
- Office locations
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