Patrick M. Sweeney & Associates, Inc
Firm details
- Headquarters
- Libertyville, Illinois
- CRD number
- 112802
- Registered since
- June 16, 2020
- Website
- www.patrickmsweeney.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.24%
- Individuals5.76%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Patrick M. Sweeney & Associates, Inc. is an independent, SEC-registered investment adviser (registered in 2020) that focuses on advisory relationships with individuals and families. The firm provides financial planning and portfolio management for individuals and small businesses and charges a mix of percentage-of-AUM, hourly, and fixed fees. It classifies itself as an independent RIA owned by an individual and does not identify as an active ESG investor or a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents14%
- Investment Grade Corp Bonds6%
- State & Local Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$19.4M in ETFs
87%
$16.9M
7%
$2.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $2.9M | 3,896 | 14.87% |
Location
Libertyville, IL
Lake
Location
Libertyville, IL
Headquartered in Libertyville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 900 Technology Way
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Prism Planning Partners
RIALibertyville, IL
Optimum Retirement Planning LLC
RIALibertyville, IL
Liberty One Investment Management
RIALibertyville, IL
Inspirion Wealth Advisors, LLC
RIALibertyville, IL
Encompass Wealth Management LLC
RIALibertyville, IL
Forester Capital Management Ltd
RIALibertyville, IL