Patrick M. Sweeney & Associates, Inc
Firm details
- Headquarters
- Libertyville, Illinois
- CRD number
- 112802
- Registered since
- June 16, 2020
- Website
- www.patrickmsweeney.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI94.24%
- Individuals5.76%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Patrick M. Sweeney & Associates, Inc. is an independent, privately owned registered investment adviser organized as a corporation and SEC-registered in 2020. The firm focuses on individual and family clients, providing financial planning and portfolio management for individuals and small businesses. Its billing structure blends percentage-of-assets fees with hourly and fixed-fee arrangements, allowing flexibility for different client engagements. The adviser does not describe itself as an active ESG investor, is not a multi-state adviser, and does not serve as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents14%
- Investment Grade Corp Bonds6%
- State & Local Bonds2%
Contacts
3 of 3
Jack Hallier
Senior Financial Planning ConsultantCRD 7445693
John Ferguson
Financial AssociateCRD 7373190
Patrick Sweeney
OwnerCRD 2701208
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 33Active vs passive
$18.1M in ETFs
92%
$16.7M
2%
$1.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $2.9M | 3,885 | 15.77% |
Location
Libertyville, IL
Lake
Location
Libertyville, IL
Headquartered in Libertyville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 900 Technology Way
- Time zone
- CT (UTC-6)
- Office locations
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