OPTIMUM RETIREMENT PLANNING LLC

RIASEC Registered
Total AUM
$85.4M
Discretionary
$85.4M
100% of AUM
Avg account
$514K
Accounts
166
Employees
1
Advisory reps
1

Firm details

Headquarters
LAKE FOREST, Illinois
CRD number
312732
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Fixed Fees
Client types
  • HNWI94.89%
  • Individuals5.11%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Optimum Retirement Planning LLC is an independent, individual-owned registered investment adviser organized as an LLC that focuses on serving individuals and families. The firm emphasizes financial planning and portfolio management for individuals and small-business owners and operates on a fixed-fee billing model rather than asset-based or performance fees. It does not market itself as an ESG investor and is not flagged as a multi-state advisory platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, US Government Bonds 11%, Exchange Traded Equities 7%79%
  • Public Funds/Mutual Funds79%
  • US Government Bonds11%
  • Exchange Traded Equities7%

Owners & executives

1 of 1
  • Lawrence Pershing

    Founder and CEOCRD 6207106

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LAKE FOREST, IL

LAKE

Location

LAKE FOREST, IL

Headquartered in LAKE FOREST, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
100 Saunders Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth