Liberty One Investment Management
Firm details
- Headquarters
- Libertyville, Illinois
- CRD number
- 304290
- Registered since
- June 21, 2019
- Website
- libertyoneim.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Other Investment Advisers91.88%
- Investment Companies8.12%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Liberty One Investment Management is an SEC-registered institutional registered investment adviser formed as a limited liability company in 2019. The firm serves institutional clients and provides portfolio management for individuals/small businesses, investment companies, and other businesses or institutions. It charges fees as a percentage of assets under management and does not identify as an active ESG investor, a pension consultant, or a capital allocator. Industry affiliations noted in filings include roles as an investment adviser and sponsor, and as a general partner/managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities82%
- Public Funds/Mutual Funds15%
- Cash & Cash Equivalents3%
Owners & executives
2 of 2
Roch Tranel
CEO and FounderCRD 1957486
Nicholas Ng
President, Chief Investment OfficerCRD 6332774
Contacts
3 of 13
Peter Orth
Founding MemberCRD 2176861
Sean Belton
External WholesalerCRD 2470317
Steven Grove
Regional Vice PresidentCRD 6484592
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 46Active vs passive
$92.1M in ETFs
39%
$35.7M
20%
$56.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| LIBERTY ONE SPECTRUM ETF (SPCT) | $17.3M | 637,845 | 18.75% |
Location
Libertyville, IL
Lake
Location
Libertyville, IL
Headquartered in Libertyville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Lake
- Address
- 1509 N Milwaukee Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Inspirion Wealth Advisors, LLC
RIALibertyville, IL
Patrick M. Sweeney & Associates, Inc
RIALibertyville, IL
Prism Planning Partners
RIALibertyville, IL
Optimum Retirement Planning LLC
RIALibertyville, IL
Encompass Wealth Management LLC
RIALibertyville, IL
Forester Capital Management Ltd
RIALibertyville, IL