PINNACLE CAPITAL SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
LONG BEACH, California
CRD number
106213
Registered since
July 17, 2002

Firm profile

FINTRX

Overview

Pinnacle Capital Securities, LLC is organized as a limited liability company and has been SEC-registered since 2002. The available filing classifies ownership as a combination of a domestic entity and an individual. Public filings in the dataset do not provide standard descriptors of the firm's advisory or business activities, and the firm is listed as "Unclassified" for manager type. The firm is not identified as a capital allocator and is marked as not actively incorporating environmental, social, and governance (ESG) criteria. It is also recorded as not operating as a multi-state adviser, not newly formed, not serving as a pension consultant, and not designated as a related adviser. Those entries, together with the lack of disclosed business activity, indicate limited public disclosure about the firm's client-facing investment or advisory model in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DAVID VICINI

    Chief Operating OfficerCRD 6429200

  • WILLIAM DAVIS

    Chief Executive OfficerCRD 3188964

Contacts

3 of 6
  • Kenneth Kindberg

    Managing Director, DistributionCRD 4017344

  • STEVEN REYNOLDS

    Managing DirectorCRD 2476655

  • Malcolm Clark

    Registered RepresentativeCRD 6587247

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LONG BEACH, CA

LOS ANGELES

Location

LONG BEACH, CA

Headquartered in LONG BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
4105 E Broadway
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth