KAL CAPITAL MARKETS LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
LONG BEACH, California
CRD number
291333
Registered since
February 28, 2018

Firm profile

FINTRX

Overview

KAL Capital Markets LLC is a limited liability company that registered with the SEC in 2018 and is classified as an investment bank. The firm’s ownership is listed as a combination of a domestic entity and an individual. Public records characterize KAL Capital Markets primarily as an investment-banking enterprise rather than a traditional registered investment adviser: it is not identified as a capital allocator, does not report pension-consulting activity, is not designated a related adviser, and is not marked as an active ESG investor. The available filings do not list advisory or fee-based wealth-management activities, and the firm is not flagged as a multi-state or newly formed adviser. Those attributes suggest its focus is on capital-markets functions rather than managing retail or high-net-worth client portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • Trevor McKinnon

    DirectorCRD 6933402

  • William Connelly

    Vice President, Business DevelopmentCRD 7331221

  • Amir Ragui

    Registered RepresentativeCRD 6616313

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LONG BEACH, CA

LOS ANGELES

Location

LONG BEACH, CA

Headquartered in LONG BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
5354 E 2nd St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth