PENSERRA SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
43
Avg account
$0

Firm details

Headquarters
ORINDA, California
CRD number
145994
Registered since
April 30, 2008

Firm profile

FINTRX

Overview

Penserra Securities, LLC is an LLC-form organization that FINTRX classifies as an investment bank. The firm appears on regulatory records as having been registered in 2008 and ownership is listed as both a domestic entity and an individual. FINTRX does not characterize the firm as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The dataset does not include details on Penserra’s client segments, fee schedules, specific business lines, or advisory activities. That absence, together with the investment-bank classification, indicates the firm’s primary public profile in FINTRX is transactional or intermediary in nature rather than as a manager reporting discretionary client assets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • ANTHONY CASTELLI

    Chief Compliance OfficerCRD 4409925

  • JORGE MADRIGAL

    Founder and Chief Executive OfficerCRD 3204950

  • LEE GEIGER

    Chief Compliance OfficerCRD 1552293

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Contacts

3 of 38
  • THOMAS SANDERS

    Equity TraderCRD 1197876

  • TATYANA GRISHANINA

    Operations AnalystCRD 7652907

  • MARK PETERSON

    Senior Vice PresidentCRD 5680160

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ORINDA, CA

CONTRA COSTA

Location

ORINDA, CA

Headquartered in ORINDA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
CONTRA COSTA
Address
4 Orinda Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth