Penserra Securities, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
Orinda, California
CRD number
145994
Registered since
April 30, 2008

Firm profile

FINTRX

Overview

Penserra Securities, LLC is organized as a limited liability company and has been SEC registered since 2008. FINTRX classifies the firm as an investment bank rather than a capital allocator or traditional registered investment adviser. Ownership is recorded as a domestic entity with individual ownership, and the firm does not list activity as a multi-state adviser, pension consultant, related adviser, or an active ESG investor. The available disclosures and classifications indicate Penserra operates on the investment-banking/broker-dealer side of the market rather than running discretionary asset-management programs. That posture is consistent with the firm not being identified as a capital allocator and with the absence of reported advisory or fee-based client activity in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Anthony Castelli

    Anthony Castelli

    Chief Compliance OfficerCRD 4409925

  • Jorge Madrigal

    Jorge Madrigal

    Founder and Chief Executive OfficerCRD 3204950

  • Lee Geiger

    Lee Geiger

    Chief Compliance OfficerCRD 1552293

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Contacts

3 of 40
  • Thomas Sanders

    Thomas Sanders

    Equity TraderCRD 1197876

  • Tatyana Grishanina

    Tatyana Grishanina

    Operations AnalystCRD 7652907

  • Mark Peterson

    Mark Peterson

    Senior Vice PresidentCRD 5680160

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Orinda, CA

Contra Costa

Location

Orinda, CA

Headquartered in Orinda, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
4 Orinda Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth