Penserra Securities, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
46
Avg account
$0

Firm details

Headquarters
Orinda, California
CRD number
145994
Registered since
April 30, 2008

Firm profile

FINTRX

Overview

Penserra Securities, LLC is organized as a limited liability company and is classified as an investment bank. The firm is SEC-registered (since 2008) and ownership is listed as a combination of a domestic entity and an individual. Public records indicate the company does not act as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The available information points to investment-banking activity rather than a traditional discretionary wealth-management business.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Anthony Castelli

    Anthony Castelli

    Chief Compliance OfficerCRD 4409925

  • Dustin Lewellyn

    Dustin Lewellyn

    Chief Investment OfficerCRD 4211012

  • Jorge Madrigal

    Jorge Madrigal

    Founder and Chief Executive OfficerCRD 3204950

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Contacts

3 of 41
  • Kevin Mclaverty

    Kevin Mclaverty

    Senior Vice PresidentCRD 4479224

  • Ernesto Tong

    Ernesto Tong

    Managing Director, Portfolio ManagerCRD 5414392

  • Brian Fader

    Brian Fader

    Managing DirectorCRD 709242

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Orinda, CA

Contra Costa

Location

Orinda, CA

Headquartered in Orinda, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
4 Orinda Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth