Pareto Securities Inc.

Broker-DealerFINRA MemberEst. 1998
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
44734
Registered since
November 24, 1998

Firm profile

FINTRX

Overview

Pareto Securities Inc. is organized as a corporation and is classified in the dataset as an investment bank. The firm is SEC-registered (initial SEC registration listed as 1998) and ownership is described as a combination of a foreign entity and individual owners. The profile data identifies Pareto Securities Inc. as not operating as a capital allocator and not positioning itself as an active ESG investor. Regulatory/operational flags in the record show the firm is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not flagged as a related adviser. The available items point to a focus on investment-banking activities rather than on providing discretionary wealth-management or advisory services to retail clients.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Antonella Spaventa

    CEO & CCOCRD 4441100

  • Christian Nmn Jomaas

    CEOCRD 7182355

Contacts

3 of 11
  • Andrew Miller

    FinOpCRD 5106774

  • John Lictro

    John Lictro

    Registered PrincipalCRD 2380061

  • Karl Ullner

    Karl Ullner

    PrincipalCRD 2860967

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
150 E 52nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth