Pareto Securities Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 44734
- Registered since
- November 24, 1998
- Website
- paretosec.com
Firm profile
FINTRXOverview
Pareto Securities Inc. is organized as a corporation and is classified in the dataset as an investment bank. The firm is SEC-registered (initial SEC registration listed as 1998) and ownership is described as a combination of a foreign entity and individual owners. The profile data identifies Pareto Securities Inc. as not operating as a capital allocator and not positioning itself as an active ESG investor. Regulatory/operational flags in the record show the firm is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not flagged as a related adviser. The available items point to a focus on investment-banking activities rather than on providing discretionary wealth-management or advisory services to retail clients.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Antonella Spaventa
CEO & CCOCRD 4441100
Christian Nmn Jomaas
CEOCRD 7182355
Contacts
3 of 11Andrew Miller
FinOpCRD 5106774

John Lictro
Registered PrincipalCRD 2380061

Karl Ullner
PrincipalCRD 2860967
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 150 E 52nd St
- Time zone
- ET (UTC-5)
- Office locations
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