OPTO INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2022

Total AUM

$565M

Discretionary

$384M

68% of AUM

Avg account

$18.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 316847
Registered since: August 17, 2022
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Opto Investment Management, LLC is a compact, institutionally focused manager that operates primarily through pooled investment vehicles. Registered with the SEC in 2022, the firm serves an institutional client base and functions as sponsor, general partner and managing member on the pooled vehicles it runs. Its advisory activity centers on portfolio management for those funds and the selection of third‑party advisers to support fund management and special situations. Investment emphasis is on private-market strategies: private equity sits at the core of the firm’s allocations, with meaningful exposure to venture capital, real estate and securitized assets. The firm structures fee arrangements flexibly across percentage‑of‑AUM, fixed fees and performance‑based compensation, reflecting a typical alignment for active private fund managers. Opto is not identified as an active ESG investor and currently operates without a multi‑state advisory footprint.