CHARLES PRATT & COMPANY, L.L.C.
Firm details
- Headquarters
- New York, New York
- CRD number
- 104864
- Registered since
- February 14, 1984
- Website
- www.charlespratt.com
- Custodians
- FNZ TRUST COMPANY, ONE CONGRESS STREET, NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals65.94%
- Pooled Investment Vehicles26.8%
- HNWI7.27%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Charles Pratt & Company, L.L.C. is an independent, SEC-registered registered investment adviser organized as an LLC and in business since 1984. The firm serves both individual/family and institutional clients, charging fees as a percentage of assets under management. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. The firm lists accounting among its business activities and is identified as a capital allocator; it is not an active ESG investor and does not describe itself as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities66%
- Public Funds/Mutual Funds10%
- Cash & Cash Equivalents10%
- US Government Bonds8%
- Other5%
Owners & executives
1 of 1STEVEN YADEGARI
Chief Compliance OfficerCRD 5124206
Contacts
3 of 13ELLEN LAZARUS
PresidentCRD 1253495
RICHARD COSTER
Vice President, OperationsCRD 4393019
MARY PRATT
MemberCRD 4648048
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1270 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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