ESTABROOK CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2003
Total AUM
$933M
Discretionary
$933M
100% of AUM
Avg account
$1.2M
Accounts
767
Employees
10
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
128856
Registered since
October 22, 2003
Website
www.estabrookcap.com
Custodians
CHARLES SCHWAB & CO., INC., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI64.31%
  • Individuals16.51%
  • Corporations / Businesses9.04%
  • Charitable Organizations7.41%
  • State / Municipal Government1.43%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Estabrook Capital Management LLC is an independent, SEC‑registered RIA focused on advisory relationships with individuals, families and institutional clients. The firm provides financial planning and discretionary portfolio management for individuals, small businesses and institutions. Its fee model includes both percentage‑of‑AUM billing and fixed fees. Estabrook self-identifies as an active ESG investor and uses that orientation in its management approach. The firm has been SEC‑registered since 2003 and is organized as a limited liability company with individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, US Government Bonds 18%, Cash & Cash Equivalents 6%, Public Funds/Mutual Funds 4%, State & Local Bonds 1%71%
  • Exchange Traded Equities71%
  • US Government Bonds18%
  • Cash & Cash Equivalents6%
  • Public Funds/Mutual Funds4%
  • State & Local Bonds1%

Owners & executives

2 of 2

  • Sarah White

    Chief Compliance OfficerCRD 6628654

  • II FOLEY

    Chairman & Chief Investment OfficerCRD 4721685

Contacts

3 of 3

  • WILLIAM PETTY

    DirectorCRD 2163860

  • DAVID FOLEY

    DirectorCRD 4721686

  • CHARLES FOLEY

    ChairmanCRD 210584

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 7

Active vs passive

$478K in ETFs

Passive

100%

$478K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) UTILITIES SELECT SECTOR SPDR(R) ETF (XLU)State StreetPassiveUtilities$112K2,43223.35%
Unlock additional holdings →

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
900 3rd Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

COINFUND MANAGEMENT LLC

RIA

New York, NY

AUM $932MTEAM 30REPS 7

OPPENHEIMER INVESTMENT MANAGEMENT LLC

RIA

New York, NY

AUM $929MTEAM 8REPS 9

CC CAPITAL INSURANCE ADVISORS LLC

RIA

New York, NY

AUM $937MTEAM 6REPS 3

TAPROOT MANAGEMENT LP

RIA

New York, NY

AUM $940MTEAM 22REPS 4

VESEY STREET CAPITAL PARTNERS

RIA

New York, NY

AUM $942MTEAM 15REPS 10

MONTICELLOAM, LLC

RIA

New York, NY

AUM $923MTEAM 73REPS 3
More RIAs in New York →All New York RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth