Oppenheimer Investment Management LLC

RIASEC RegisteredEst. 2004

Total AUM

$929M

Discretionary

$929M

100% of AUM

Avg account

$15.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 133243
Registered since: December 3, 2004
Website: www.oppenheimer.com
Custodians: U.S. BANK, N.A.
Fee structure: Percentage of AUM
Client types: Insurance Companies38.71%
Other28.65%
State / Municipal Government18.24%
Charitable Organizations7.76%
Corporations / Businesses4.78%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Oppenheimer Investment Management LLC is an SEC‑registered institutional registered investment adviser that has operated since 2004. The firm provides discretionary portfolio management to both institutional clients and to individuals/small businesses, charging fees based on a percentage of assets under management. Its stated advisory activities emphasize portfolio management for business and institutional clients as well as for individuals and small businesses. The firm does not identify itself as an active ESG investor and is not listed as a multi‑state or newly formed adviser. Ownership is described as a combination of domestic entity and individual ownership, and the firm maintains a range of industry affiliations including broker‑dealer relationships, other investment adviser roles, commodity pool operator/commodity trading adviser activities, trust company and insurance company connections, pension consulting, and sponsor/manager roles for pooled investment vehicles.