Old City Securities LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
110
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
171910
Registered since
March 2, 2015

Firm profile

FINTRX

Overview

Old City Securities LLC is organized as a limited liability company and is classified in the dataset as an investment bank. It was registered with the SEC in 2015. Ownership is listed as a mix of domestic entity and individual ownership. The profile indicates the firm does not operate as a capital allocator and does not identify as an active ESG investor, a pension consultant, a multi-state adviser, or a related adviser. Disclosure in the source is limited: business activities, advisory activities and client base are not described, so the public record here emphasizes the firm's regulatory classification rather than details of client-facing wealth management or portfolio management services.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 10
  • Raina Gardiner

    Raina Gardiner

    CEOCRD 7233985

  • Aaron Bossard

    Aaron Bossard

    Chief Operating OfficerCRD 6614602

  • Neal Berger

    Founder, President and Chief Investment OfficerCRD 2079049

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Contacts

3 of 100
  • Evan Schwartzfarb

    Evan Schwartzfarb

    AdvisorCRD 4694144

  • Ron Tilles

    Registered RepresentativeCRD 1407274

  • Eric Perry

    Eric Perry

    Partner and Co-FounderCRD 4873073

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
589 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth