OLD CITY SECURITIES LLC

Broker-DealerFINRA MemberEst. 2015
Total AUM
Advisory reps
106
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
171910
Registered since
March 2, 2015

Firm profile

FINTRX

Overview

Old City Securities LLC is organized as a limited liability company and has been SEC-registered since 2015. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. Publicly available profile fields on the firm are sparse: ownership is listed as a mix of a domestic entity and an individual, and the firm does not identify itself as an active ESG investor, a multi-state adviser, or a pension consultant. The firm has not provided further detail about its advisory activities, client segments, or business lines.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 10
  • Raina Gardiner

    CEOCRD 7233985

  • AARON BOSSARD

    Chief Operating OfficerCRD 6614602

  • NEAL BERGER

    Founder, President and Chief Investment OfficerCRD 2079049

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Contacts

3 of 96
  • EVAN SCHWARTZFARB

    AdvisorCRD 4694144

  • RON TILLES

    Registered RepresentativeCRD 1407274

  • ERIC PERRY

    Partner and Co-FounderCRD 4873073

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
589 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth