OBEX SECURITIES LLC
Firm details
- Headquarters
- NEW ROCHELLE, New York
- CRD number
- 120002
- Registered since
- September 3, 2002
- Website
- www.obexgroup.com
Firm profile
FINTRXOverview
Obex Securities LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2002. FINTRX classifies the entity as unclassified and lists its owner type as a combination of a domestic entity and an individual. The profile contains minimal disclosure about the firm's business model or advisory services: fields for fee structure, advisory activities, and client base are blank in the source record. Several regulatory or operational flags in the snapshot are set to "No": the firm is not listed as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, is not identified as a newly formed adviser, and is not recorded as a pension consultant or related adviser. Those negative flags, together with the sparse business-detail fields, indicate the firm does not present itself in FINTRX as an active investment-advice organization.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2ALICE ROONEY
Chief Operating Officer & Chief Compliance OfficerCRD 1910469
RANDALL KATZENSTEIN
President, CEOCRD 1209829
Contacts
2 of 2MARK FICHTENBAUM
Registered RepresentativeCRD 2169867
Benjamin Stern
CRD 7954106
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
NEW ROCHELLE, NY
WESTCHESTER
Location
NEW ROCHELLE, NY
Headquartered in NEW ROCHELLE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- WESTCHESTER
- Address
- 290 Overlook Rd
- Time zone
- ET (UTC-5)
- Office locations
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