Obex Securities LLC
Firm details
- Headquarters
- New Rochelle, New York
- CRD number
- 120002
- Registered since
- September 3, 2002
- Website
- www.obexgroup.com
Firm profile
FINTRXOverview
Obex Securities LLC is organized as a limited liability company and has been registered with the SEC since 2002. Ownership is reported as a combination of a domestic entity and an individual. FINTRX classifies the firm as unclassified and provides limited disclosure about its client focus or fee arrangements. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. It is likewise not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Alice Rooney
Chief Operating Officer & Chief Compliance OfficerCRD 1910469
Randall Katzenstein
President, CEOCRD 1209829
Contacts
2 of 2
Mark Fichtenbaum
Registered RepresentativeCRD 2169867
Benjamin Stern
CRD 7954106
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Rochelle, NY
Westchester
Location
New Rochelle, NY
Headquartered in New Rochelle, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 290 Overlook Rd
- Time zone
- ET (UTC-5)
- Office locations
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