OBEX SECURITIES LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
NEW ROCHELLE, New York
CRD number
120002
Registered since
September 3, 2002

Firm profile

FINTRX

Overview

Obex Securities LLC is organized as a limited liability company and is recorded as having registered with the SEC in 2002. FINTRX classifies the entity as unclassified and lists its owner type as a combination of a domestic entity and an individual. The profile contains minimal disclosure about the firm's business model or advisory services: fields for fee structure, advisory activities, and client base are blank in the source record. Several regulatory or operational flags in the snapshot are set to "No": the firm is not listed as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, is not identified as a newly formed adviser, and is not recorded as a pension consultant or related adviser. Those negative flags, together with the sparse business-detail fields, indicate the firm does not present itself in FINTRX as an active investment-advice organization.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • ALICE ROONEY

    Chief Operating Officer & Chief Compliance OfficerCRD 1910469

  • RANDALL KATZENSTEIN

    President, CEOCRD 1209829

Contacts

2 of 2
  • MARK FICHTENBAUM

    Registered RepresentativeCRD 2169867

  • Benjamin Stern

    CRD 7954106

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

NEW ROCHELLE, NY

WESTCHESTER

Location

NEW ROCHELLE, NY

Headquartered in NEW ROCHELLE, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
WESTCHESTER
Address
290 Overlook Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth