Obex Securities LLC
Firm details
- Headquarters
- New Rochelle, New York
- CRD number
- 120002
- Registered since
- September 3, 2002
- Website
- www.obexgroup.com
Firm profile
FINTRXOverview
Obex Securities LLC is an LLC that appears in regulatory records with an SEC registration date of 2002. Ownership is recorded as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the available snapshot and does not identify itself as a capital allocator. The dataset does not include information about the firm's advisory or business activities, fee model, client segments, or typical services offered. The firm is not flagged as an active ESG investor, is not a multi-state adviser, is not listed as a pension consultant, and is not described as a related adviser. Public-facing details about its strategy, target clients, or service model are not supplied in the provided records.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Alice Rooney
Chief Operating Officer & Chief Compliance OfficerCRD 1910469

Randall Katzenstein
President, CEOCRD 1209829
Contacts
2 of 2
Mark Fichtenbaum
Registered RepresentativeCRD 2169867

Benjamin Stern
CRD 7954106
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Rochelle, NY
Westchester
Location
New Rochelle, NY
Headquartered in New Rochelle, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Westchester
- Address
- 290 Overlook Rd
- Time zone
- ET (UTC-5)
- Office locations
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