Obex Securities LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
New Rochelle, New York
CRD number
120002
Registered since
September 3, 2002

Firm profile

FINTRX

Overview

Obex Securities LLC is an LLC that appears in regulatory records with an SEC registration date of 2002. Ownership is recorded as a combination of a domestic entity and an individual. The firm is classified as "Unclassified" in the available snapshot and does not identify itself as a capital allocator. The dataset does not include information about the firm's advisory or business activities, fee model, client segments, or typical services offered. The firm is not flagged as an active ESG investor, is not a multi-state adviser, is not listed as a pension consultant, and is not described as a related adviser. Public-facing details about its strategy, target clients, or service model are not supplied in the provided records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Alice Rooney

    Chief Operating Officer & Chief Compliance OfficerCRD 1910469

  • Randall Katzenstein

    Randall Katzenstein

    President, CEOCRD 1209829

Contacts

2 of 2
  • Mark Fichtenbaum

    Mark Fichtenbaum

    Registered RepresentativeCRD 2169867

  • Benjamin Stern

    Benjamin Stern

    CRD 7954106

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New Rochelle, NY

Westchester

Location

New Rochelle, NY

Headquartered in New Rochelle, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
290 Overlook Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth