Oak City Investment Consulting

RIASEC RegisteredEst. 2012

Total AUM

$1.4B

Discretionary

$171M

12% of AUM

Avg account

$4.3M

Accounts

336

Employees

Advisory reps

Firm details

Headquarters: Wake Forest, North Carolina
CRD number: 162220
Registered since: March 21, 2012
Website: www.oakcityconsulting.com
Custodians: U.S. BANCORP INVESTMENTS, INC., REGIONS BANK, TRUIST SECURITIES, FIDELITY DISTRIBUTORS COMPANY LLC, COMMERCE NATIONAL BANK & TRUST
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Charitable Organizations98.61%
Individuals1.39%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Oak City Investment Consulting is an independent, SEC-registered investment advisory firm organized as an LLC and established in 2012. The firm serves both individual/family and institutional clients and acts as a capital allocator, meaning it places client capital with external managers as part of its program. Its advisory services include discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, plus selection and oversight of third‑party advisers. Fee arrangements are a mix of percentage-of-AUM, fixed fees and other structures. Oak City does not identify as an active ESG investor and is not classified as a multi-state adviser.