FIVE POINTS CAPITAL LLC

RIASEC RegisteredEst. 2012
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$103M
Accounts
14
Employees
26
Advisory reps
5

Firm details

Headquarters
WINSTON SALEM, North Carolina
CRD number
160792
Registered since
March 20, 2012
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Five Points Capital LLC is an SEC-registered adviser focused on managing pooled private investment vehicles for institutional clients. Registered in 2012, the firm serves as adviser, sponsor and general partner/managing member to private funds and other pooled vehicles rather than operating as a retail RIA. Its advisory activity centers on running closed-end and pooled structures, with an emphasis on private equity strategies and private credit exposure through both direct fund vehicles and allocations to external managers. The firm’s client base is institutional and fee arrangements include percentage-of-AUM fees along with fixed and other fee components typical for private fund sponsors. Five Points Capital does not identify as an active ESG investor and is not structured as a multi-state adviser or pension consultant. Its affiliation profile indicates hands-on sponsor activity—acting as a GP and managing member for the funds it advises.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • BRAD CLARK

    Chief Financial Officer & Chief Compliance OfficerCRD 6022362

  • LUKE SARSFIELD

    Chairman of the Board & CEOCRD 2384365

Contacts

3 of 3
  • STEWART EDWARDS

    Managing PartnerCRD 2520439

  • MARSHALL WHITE

    Managing PartnerCRD 4206952

  • JONATHAN BLANCO

    Managing PartnerCRD 2688484

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WINSTON SALEM, NC

FORSYTH

Location

WINSTON SALEM, NC

Headquartered in WINSTON SALEM, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.

Metro area
Greensboro--Winston-Salem--High Point, NC
Region
South
County
FORSYTH
Address
500 W 5th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth