MBL ADVISORS

RIASEC RegisteredEst. 2019
Total AUM
$1.4B
Discretionary
$1.4B
100% of AUM
Avg account
$1.2M
Accounts
1,156
Employees
14
Advisory reps
10

Firm details

Headquarters
Charlotte, North Carolina
CRD number
305176
Registered since
November 7, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI99.48%
  • Individuals0.46%
  • Charitable Organizations0.05%
  • Pension & Profit Sharing Plans0.01%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

MBL Advisors is an independent registered investment adviser that began SEC registration in 2019 and serves individual and family clients. The firm provides financial planning and portfolio management for individuals, small businesses, businesses or institutions, and offers pension consulting services. Its fees are charged as a percentage of assets under management and via fixed-fee arrangements. MBL Advisors does not identify as an active ESG investor and is not structured as a capital allocator. The firm lists an insurance company among its industry affiliations. It is organized as a limited liability company and is owned by domestic entities and individuals.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 8%, State & Local Bonds 3%, US Government Bonds 1%, Investment Grade Corp Bonds 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents8%
  • State & Local Bonds3%
  • US Government Bonds1%

Contacts

3 of 10
  • Miranda Silinski

    Financial Sales AssistantCRD 6626568

  • WILLIAM PIERCE

    PresidentCRD 845708

  • Thomas Mack

    Investment AnalystCRD 7710314

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 158

Active vs passive

$1.2B in ETFs

Passive

74%

$908M

Active

25%

$324M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$142M217,80911.50%

Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
301 S McDowell St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth