Ally Invest Advisors
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 170301
- Registered since
- March 27, 2014
- Website
- www.ally.com
- Custodians
- APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM
- Client types
- Individuals95.07%
- HNWI4.93%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Ally Invest Advisors is a corporation that manages investment and financial planning services for individuals and families. The firm has been SEC-registered since 2014 and operates under a percentage-of-AUM fee model. Its advisory mandate centers on financial planning and portfolio management for individual and small-business clients. The firm identifies as an active ESG investor and lists affiliations across the financial services ecosystem, including broker-dealer, banking/thrift, and insurance company relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents16%
Owners & executives
1 of 1
Gerald Krager
Chief Compliance OfficerCRD 2943927
Contacts
3 of 85
Ashley Liggins
Product ManagementCRD 5657360
Mitchell Zaelit
DirectorCRD 5857393
John Ratey
Financial AdvisorCRD 5890813
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 216Active vs passive
$3.4B in ETFs
99%
$3.3B
<1%
$30.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $384M | 513,402 | 11.38% |
Location
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 601 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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