ALLY INVEST ADVISORS
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 170301
- Registered since
- March 27, 2014
- Website
- www.ally.com
- Custodians
- APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM
- Client types
- Individuals95.07%
- HNWI4.93%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Ally Invest Advisors is a corporation that has been SEC-registered since 2014 and provides fee-based wealth management predominantly to individuals and families. The firm’s advisory services center on financial planning and discretionary portfolio management for individual and small-business clients, with fees charged as a percentage of assets under management. It identifies as an active ESG investor and operates in conjunction with broker-dealer, banking/thrift, and insurance company affiliations. The firm does not present itself as a capital allocator; instead it relies on third‑party managers for alternative exposures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents16%
Owners & executives
1 of 1Gerald Krager
Chief Compliance OfficerCRD 2943927
Contacts
3 of 87Samuel Aussieker
Operations AssociateCRD 7554646
Evan Armstrong
SpecialistCRD 7838341
Ashley Liggins
Product ManagementCRD 5657360
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 108Active vs passive
$1.5B in ETFs
99%
$1.5B
<1%
$13.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $334M | 511,337 | 22.03% |
Location
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 601 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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