LINDEN THOMAS ADVISORY SERVICES, LLC

RIASEC RegisteredEst. 2017

Total AUM

$1.8B

Discretionary

$1.1B

63% of AUM

Avg account

$249K

Accounts

7,111

Employees

Advisory reps

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 288557
Registered since: June 23, 2017
Website: lindenthomas.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI50.36%
Individuals40.67%
Pension & Profit Sharing Plans8.72%
Charitable Organizations0.22%
Corporations / Businesses0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Linden Thomas Advisory Services, LLC is an SEC-registered advisory firm organized as an LLC and active since 2017. The firm serves both individual/family and institutional clients and provides a mix of financial planning, portfolio management for individuals, small businesses and institutions, plus pension consulting services. Its fee arrangements include percentage-of-AUM billing along with hourly and fixed-fee engagements. The firm reports no active ESG investing program and is not positioned as a capital allocator or a multi-state adviser. Linden Thomas operates with affiliations that include broker-dealer relationships and other investment adviser connections, suggesting a hybrid operating model that can support both advisory and brokerage capabilities.