IRONSIDES ASSET ADVISORS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$1.4B
Discretionary
$578M
41% of AUM
Avg account
$1.6M
Accounts
872
Employees
3
Advisory reps
2

Firm details

Headquarters
ROCKY MOUNT, North Carolina
CRD number
161683
Registered since
April 9, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI97.17%
  • Charitable Organizations2.55%
  • Corporations / Businesses0.17%
  • Individuals0.11%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ironsides Asset Advisors, LLC is an independent registered investment adviser organized as an LLC and operating as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm provides financial planning and discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, and it also advises on the selection of third‑party managers. Its billing mixes percentage-of-AUM arrangements with hourly and fixed-fee engagements. The adviser is not positioned as an ESG investor and does not present itself as a multi-state or newly formed adviser. It does not identify as a pension consultant or a related adviser to another advisory firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 50%, Public Funds/Mutual Funds 35%, Exchange Traded Equities 10%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%50%
  • Other50%
  • Public Funds/Mutual Funds35%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

2 of 2
  • EMMETT GIBSON

    Chief Compliance OfficerCRD 6029583

  • MARK ROBERTS

    Managing Member and Chief Investment OfficerCRD 2229420

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 48

Active vs passive

$287M in ETFs

Passive

94%

$270M

Active

4%

$17.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$41.1M288,87814.32%

Location

Primary office

ROCKY MOUNT, NC

NASH

Location

ROCKY MOUNT, NC

Headquartered in ROCKY MOUNT, NC, anchoring the Rocky Mount-Wilson-Roanoke Rapids, NC metro in the South.

Metro area
Rocky Mount-Wilson-Roanoke Rapids, NC
Region
South
County
NASH
Address
511 Tarrytown Ctr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth