WHITENER CAPITAL MANAGEMENT, INC

RIASEC RegisteredEst. 1987
Total AUM
$598M
Discretionary
$566M
95% of AUM
Avg account
$368K
Accounts
1,628
Employees
9
Advisory reps
7

Firm details

Headquarters
ROCKY MOUNT, North Carolina
CRD number
106865
Registered since
December 31, 1987
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI64.64%
  • Individuals23.04%
  • Pension & Profit Sharing Plans8.35%
  • Other2.05%
  • Corporations / Businesses1.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Whitener Capital Management, Inc. is an independent registered investment adviser that has been SEC-registered since 1987 and is organized as a corporation owned by an individual. The firm serves both individual and family clients as well as institutional and business clients. Its advisory services emphasize financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Client fees are charged primarily as a percentage of assets under management and via hourly billing for certain services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 16%, Cash & Cash Equivalents 7%, US Government Bonds 2%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds16%
  • Cash & Cash Equivalents7%
  • US Government Bonds2%

Contacts

3 of 7
  • Michael Kennedy

    Registered Investment AdvisorCRD 7589285

  • SEAN GILSENAN

    Senior Financial AdvisorCRD 2426535

  • RICHARD SANFORD

    President & Portfolio ManagerCRD 2957281

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 62

Active vs passive

$53.9M in ETFs

Passive

97%

$52.2M

Active

2%

$1.6M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US BROAD MARKET ETF (SCHB)SchwabPassiveLarge Blend$4.5M179,1988.35%

Location

Primary office

ROCKY MOUNT, NC

NASH

Location

ROCKY MOUNT, NC

Headquartered in ROCKY MOUNT, NC, anchoring the Rocky Mount-Wilson-Roanoke Rapids, NC metro in the South.

Metro area
Rocky Mount-Wilson-Roanoke Rapids, NC
Region
South
County
NASH
Address
3993 Sunset Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth