Northern Trust Investments, Incorporated

RIASEC RegisteredEst. 1988

Total AUM

$1.2T

Discretionary

$1.2T

100% of AUM

Avg account

$30.4M

Accounts

41,027

Employees

662

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 105780
Registered since: November 25, 1988
Website: www.northerntrust.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Pooled Investment Vehicles40.9%
Investment Companies23.65%
Corporations / Businesses8.99%
Pension & Profit Sharing Plans8.88%
HNWI7.59%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Northern Trust Investments, Incorporated functions as a multi-faceted asset manager and service provider within the Northern Trust ecosystem. Registered with the SEC since 1988, the firm is organized as a domestic entity and individual ownership structure and is classified across several roles: hedge fund sponsor, other fund provider, and qualified custodian. Its business model spans bank and trust company activities and includes CPO/CTA capabilities. The firm serves both individual and family clients as well as institutional investors, offering portfolio management for individuals, small businesses, investment companies, pooled vehicles, and institutions. It also engages in selecting sub‑advisers and produces investment publications. Fee arrangements include flat fees, percentage-of-AUM fees, performance-based fees, and other structures. The firm reports being an active ESG investor.