NUVEEN FUND ADVISORS, LLC

RIASEC RegisteredEst. 1978
Total AUM
$186B
Discretionary
$186B
100% of AUM
Avg account
$793M
Accounts
235
Employees
137
Advisory reps
5

Firm details

Headquarters
CHICAGO, Illinois
CRD number
104626
Registered since
November 2, 1978
Fee structure
Percentage of AUM
Client types
  • Investment Companies79.13%
  • Pooled Investment Vehicles20.87%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Nuveen Fund Advisors, LLC acts primarily as an institutional asset manager and capital allocator focused on pooled investment vehicles and registered investment company mandates. The firm’s advisory activity centers on portfolio management for investment companies and pooled vehicles, and it also performs selection-of-other-advisers duties, which indicates a mix of direct management and delegated-manager strategies. Fee arrangements are based on a percentage of assets under management, consistent with institutional fund structures. Nuveen Fund Advisors identifies as an active ESG investor, which suggests ESG considerations are incorporated into manager selection, fund construction or sector tilts across its product lineup. The firm’s client base is institutional and its average client and account sizes point to large, concentrated mandates rather than retail relationships. The firm also has structural affiliations that allow it to sponsor and manage pooled vehicles, serve as a broker‑dealer/registered municipal advisor in affiliated activities, and act as a sponsor, GP or managing member of investment vehicles when relevant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Oluseun Salami

    Chief Financial OfficerCRD 7313879

Contacts

3 of 4
  • Cinda Whitten

    Head of Global Investment OperationsCRD 7664303

  • ERIK MOGAVERO

    Managing DirectorCRD 2540210

  • NATHANAEL JONES

    Registered RepresentativeCRD 7149343

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
333 W Wacker Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth