L&G - Asset Management, America
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 149156
- Registered since
- January 8, 2009
- Website
- www.lgima.com
- Custodians
- CITI PRIVATE BANK, THE BANK OF NEW YORK MELLON, NORTHERN TRUST SECURITIES
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Other Investment Advisers54.86%
- Pooled Investment Vehicles17.65%
- Pension & Profit Sharing Plans14.95%
- Insurance Companies4.49%
- Investment Companies4.05%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
L&G - Asset Management, America is the U.S. operating arm of a corporate investment manager that serves institutional clients. The firm is classified as both a hedge fund manager and an alternative fund provider and registers as an adviser that performs portfolio management for investment companies, pooled investment vehicles and other institutions. It operates with a mix of fee arrangements — percentage of AUM, fixed fees and performance-based fees — and is active on ESG considerations. L&G - Asset Management, America also conducts commodity pool or commodity trading advisor activities and is involved as a sponsor/GP or managing member of pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities50%
- Investment Grade Corp Bonds25%
- US Government Bonds13%
- Non-Investment Grade Corp Bonds5%
- Other3%
Owners & executives
3 of 3
Pat Ryan
Chief Financial OfficerCRD 6454657
Jed Plafker
U.S. Chief Executive OfficerCRD 2793695

Jason Shoup
Chief Investment OfficerCRD 5055947
Contacts
3 of 3
Kristina St. Charles
General CounselCRD 7678019

Alexia Gottschalch
Head of Real EstateCRD 5792738
Claude Raffsteck
Head of Global Investment OperationsCRD 5572318
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 71 S Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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