L&G - Asset Management, America

RIASEC RegisteredEst. 2009
Total AUM
$267B
Discretionary
$267B
100% of AUM
Avg account
$482M
Accounts
554
Employees
262
Advisory reps
6

Firm details

Headquarters
Chicago, Illinois
CRD number
149156
Registered since
January 8, 2009
Custodians
CITI PRIVATE BANK, THE BANK OF NEW YORK MELLON, NORTHERN TRUST SECURITIES
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Other Investment Advisers54.86%
  • Pooled Investment Vehicles17.65%
  • Pension & Profit Sharing Plans14.95%
  • Insurance Companies4.49%
  • Investment Companies4.05%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

L&G - Asset Management, America is the U.S. operating arm of a corporate investment manager that serves institutional clients. The firm is classified as both a hedge fund manager and an alternative fund provider and registers as an adviser that performs portfolio management for investment companies, pooled investment vehicles and other institutions. It operates with a mix of fee arrangements — percentage of AUM, fixed fees and performance-based fees — and is active on ESG considerations. L&G - Asset Management, America also conducts commodity pool or commodity trading advisor activities and is involved as a sponsor/GP or managing member of pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Investment Grade Corp Bonds 25%, US Government Bonds 13%, Non-Investment Grade Corp Bonds 5%, Other 3%, Cash & Cash Equivalents 2%, State & Local Bonds 1%50%
  • Exchange Traded Equities50%
  • Investment Grade Corp Bonds25%
  • US Government Bonds13%
  • Non-Investment Grade Corp Bonds5%
  • Other3%

Owners & executives

3 of 3
  • Pat Ryan

    Pat Ryan

    Chief Financial OfficerCRD 6454657

  • Jed Plafker

    Jed Plafker

    U.S. Chief Executive OfficerCRD 2793695

  • Jason Shoup

    Jason Shoup

    Chief Investment OfficerCRD 5055947

Contacts

3 of 3
  • Kristina St. Charles

    Kristina St. Charles

    General CounselCRD 7678019

  • Alexia Gottschalch

    Alexia Gottschalch

    Head of Real EstateCRD 5792738

  • Claude Raffsteck

    Head of Global Investment OperationsCRD 5572318

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
71 S Wacker Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth