NUVEEN ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2010

Total AUM

$280B

Discretionary

$280B

100% of AUM

Avg account

$4.3M

Accounts

65,258

Employees

381

Advisory reps

265

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 155584
Registered since: November 24, 2010
Website: www.nuveen.com
Custodians: MORGAN STANLEY & CO. LLC, CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Investment Companies49.99%
Pooled Investment Vehicles15.83%
HNWI14.27%
Individuals7.02%
Insurance Companies5.73%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Nuveen Asset Management, LLC is an SEC-registered asset manager formed as a limited liability company in 2010. The firm operates as a multifaceted fund manager that sponsors and manages securitized asset strategies and hedge-fund-style products and also provides a broad set of advisory services. Its client base spans individuals and families as well as institutional investors. Fee arrangements across its business include percentage-of-AUM, fixed fees and performance-based fees. Advisory capabilities listed include portfolio management for individuals, pooled vehicles and institutional accounts, pension consulting and selection of sub-advisers. The firm is identified as an active ESG investor and is engaged in commodity pool operator/commodity trading advisor activities. Industry affiliations noted in the snapshot encompass broker-dealer relationships, municipal advisory work, banking and insurance connections, and roles as sponsor or general partner of pooled vehicles.