NORTHBRIDGE FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2020
Total AUM
$413M
Discretionary
$373M
90% of AUM
Avg account
$305K
Accounts
1,354
Employees
11
Advisory reps
8

Firm details

Headquarters
TAMPA, Florida
CRD number
310394
Registered since
September 14, 2020
Website
www.northbridgefg.com
Custodians
CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI79.93%
  • Individuals18.06%
  • Pension & Profit Sharing Plans1.38%
  • Charitable Organizations0.46%
  • Corporations / Businesses0.16%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Northbridge Financial Group, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2020. The firm serves both individual and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its owner is an individual (not a corporate owner), and the firm charges clients using a mix of percentage-of-AUM fees as well as hourly and fixed-fee arrangements. Northbridge is not positioned as an ESG-focused manager and does not report multi-state adviser status.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 37%, Exchange Traded Equities 27%, Investment Grade Corp Bonds 11%, Other 11%, Cash & Cash Equivalents 7%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, State & Local Bonds 1%, Derivatives 1%37%
  • Public Funds/Mutual Funds37%
  • Exchange Traded Equities27%
  • Investment Grade Corp Bonds11%
  • Other11%
  • Cash & Cash Equivalents7%

Contacts

3 of 8

  • RANDY RAMOS

    Financial AdvisorCRD 6211901

  • KENNETH CONTE

    Financial AdvisorCRD 6079300

  • ELLIS DE JESUS

    Financial AdvisorCRD 5068897

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 117

Active vs passive

$129M in ETFs

Passive

82%

$105M

Active

18%

$23.6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$10.2M16,4757.88%
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Location

Primary office

TAMPA, FL

HILLSBOROUGH

Location

TAMPA, FL

Headquartered in TAMPA, FL, in the South of the United States.

Region
South
County
HILLSBOROUGH
Address
4300 W Cypress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth