CODE WAECHTER LLC

Overview

Code Waechter LLC is an independent registered investment adviser that blends financial planning and portfolio management with insurance brokerage services for individuals, families and small businesses. The firm runs discretionary portfolios and prefers pooled public funds—principally mutual funds—as the primary building blocks for core equity and fixed-income exposures. Its model combines fee-based AUM and fixed-fee arrangements, which supports both ongoing portfolio oversight and stand-alone planning engagements. The firm has chosen a concentrated operating approach: it is not a multi-state or ESG-focused adviser, and it does not present itself as a capital allocator in the sense of running proprietary private funds. Instead, Code Waechter LLC sources third-party alternative opportunities—private placements, direct real estate investments and REITs—to augment public-market allocations where client suitability and liquidity profiles permit. The insurance-brokerage capability is integrated into the advice process and can be used to source protection strategies or to access certain insurance-wrapped investment solutions for appropriate clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices