Nomura Securities International, Inc.

Overview

Nomura Securities International, Inc. is a corporate broker-dealer and futures commission merchant operating within an investment bank structure. The firm registered with the SEC in 2012 and lists its advisory activity primarily as the publication of periodicals or newsletters rather than traditional discretionary portfolio management. It is not positioned as a capital allocator and is not identified as an active ESG investor. The firm’s fee structure is recorded as “other,” and it is organized with related-adviser relationships in its corporate family. Nomura Securities International, Inc. maintains a broad set of industry affiliations that extend beyond broker-dealer and FCM functions. Filings associate the firm with roles such as other investment adviser, registered security-based swap dealer, commodity pool operator/commodity trading advisor, banking or thrift institution, trust company, insurance company, real estate broker, and sponsor or manager roles in pooled investment vehicles and limited partnerships.

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Location & Offices