Nicola Wealth Management Ltd.

Overview

Nicola Wealth Management Ltd. is organized as a corporation and operates as an independent SEC-registered RIA. The firm serves both individual/family and institutional clients and provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. Its fee model includes asset-based fees, fixed fees, and performance-based fees. Beyond advisory services, the firm is active as an insurance broker and is affiliated with insurance companies and real estate broker activities; it also serves as a sponsor, general partner, or managing member of pooled investment vehicles. The firm is not classified as an active ESG investor and does not identify as a multi-state adviser or pension consultant in the source data. The combination of pooled-vehicle management and performance fees indicates a business model that blends discretionary advisory relationships with fund sponsor activity.

Assets & Accounts

Public Holdings

Investments & Alternatives