Nicola Wealth Management Ltd.

RIASEC RegisteredEst. 2020

Total AUM

$11B

Discretionary

$10.8B

98% of AUM

Avg account

$398K

Accounts

27,753

Employees

531

Advisory reps

Firm details

Headquarters: Vancouver,
CRD number: 173201
Registered since: August 14, 2020
Website: nicolawealth.com
Custodians: NATIONAL BANK INDEPENDENT NETWORK (NBIN), PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI82.15%
Individuals9.83%
Charitable Organizations4.34%
Corporations / Businesses3.68%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Nicola Wealth Management Ltd. operates as an independent registered investment adviser serving both individual/family and institutional clients. The firm is organized as a corporation with mixed ownership flagged as foreign entity and individual ownership. It registered with the SEC in 2020 and provides financial planning, discretionary portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. The firm also functions as an insurance broker and is involved with pooled vehicles as a sponsor, general partner, or managing member. Fee arrangements include asset-based fees, fixed fees, and performance-based fees. The firm is not an active ESG investor and is not designated as a multi-state adviser in the source data.