Neuberger Berman Asia Limited

RIASEC RegisteredEst. 2010
Total AUM
$11B
Discretionary
$11B
100% of AUM
Avg account
$393M
Accounts
28
Employees
62
Advisory reps
4

Firm details

Headquarters
Hong Kong,
CRD number
154286
Registered since
August 9, 2010
Website
www.nb.com
Custodians
CITI PRIVATE BANK, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles51.92%
  • Sovereign Wealth Funds35.69%
  • Insurance Companies12.38%
  • Other0.01%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Neuberger Berman Asia Limited operates as an institutional-focused investment adviser and manager with a clear bias toward equity exposure and pooled vehicle management. The firm acts as a portfolio manager for pooled investment vehicles and for businesses or institutions, and is organized to handle commodity pool operator/commodity trading adviser activities. Fee arrangements combine percentage-of-AUM and performance-based components, aligning manager compensation with outcomes for institutional clients. The firm identifies as an active ESG investor, which suggests ESG criteria are integrated into security selection, manager due diligence or stewardship activities across some strategies. Investment activity centers on active equity allocation and third-party alternative manager relationships. The manager mix and business affiliations indicate capabilities across broker-dealer relationships, trust services and sponsorship or governance roles for pooled vehicles, which supports execution and operational integration for multi-asset mandates and alternative allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Investment Grade Corp Bonds 15%, Non-Investment Grade Corp Bonds 7%, Sovereign Bonds 6%, US Government Bonds 4%, Cash & Cash Equivalents 3%, Private Funds 2%63%
  • Exchange Traded Equities63%
  • Investment Grade Corp Bonds15%
  • Non-Investment Grade Corp Bonds7%
  • Sovereign Bonds6%
  • US Government Bonds4%

Owners & executives

1 of 1
  • Heather Zuckerman

    Heather Zuckerman

    Chief of StaffCRD 4107706

Contacts

3 of 3
  • Patrick Liu

    Managing DirectorCRD 8034874

  • Travis Chia

    Investment Solutions RepresentativeCRD 6276071

  • Alvin Hui

    DirectorCRD 7828997

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
20th Floor Jardine House
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth