Apella Wealth

RIASEC Registered

Total AUM

$11.1B

Discretionary

$8.8B

79% of AUM

Avg account

$460K

Accounts

24,058

Employees

179

Advisory reps

113

Firm details

Headquarters: West Hartford, Connecticut
CRD number: 171106
Registered since: April 29, 2014
Website: www.apellacapital.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Other
Client types: HNWI84.9%
Individuals9.78%
Pension & Profit Sharing Plans3.28%
Corporations / Businesses1.62%
Charitable Organizations0.42%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Apella Wealth is an independent registered investment adviser that has been SEC-registered since 2014. The firm serves both individual and family clients as well as institutional accounts, providing financial planning and portfolio management for individuals and small businesses. Its compensation structure includes percentage-of-AUM fees alongside other fee arrangements. Ownership is a mix of a domestic entity and individual stakeholders. The firm identifies as an active ESG investor and, while it is not organized as a capital allocator, it uses third-party managers to access a wide set of strategies (see Investments & Alternatives). Apella Wealth has been recognized in the industry, appearing on FA Magazine’s Top RIA Firms list in 2020 and making Citywire’s 50 Growers Across America list in 2020 and 2021.