NGC Financial, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Bayside, New York
CRD number
145082
Registered since
January 10, 2008

Firm profile

FINTRX

Overview

NGC Financial, LLC is organized as a limited liability company and is SEC-registered, with registration dating to 2008. The firm is owned by an individual and is classified in FINTRX as "Unclassified," reflecting limited public detail about its business lines or client segmentation. Available records indicate a compact regulatory footprint: the adviser is not flagged as a multi-state adviser, is not identified as a pension consultant or related adviser, and is not designated a capital allocator. The firm is also not listed as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Neil Carousso

    Neil Carousso

    Founder and CEOCRD 2523062

Contacts

1 of 1
  • George Demos

    Registered RepresentativeCRD 4007266

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bayside, NY

Queens

Location

Bayside, NY

Headquartered in Bayside, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
3601 208th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth