NGC Financial, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Bayside, New York
CRD number
145082
Registered since
January 10, 2008

Firm profile

FINTRX

Overview

NGC Financial, LLC is an SEC-registered investment adviser organized as a limited liability company and first registered with the SEC in 2008. FINTRX classifies ownership as individual and lists the adviser as "unclassified" for its business category; further details about core advisory activities, client segments, or fee schedules were not provided in the profile data. The firm is not identified as a capital allocator and is not marked as an active ESG investor. FINTRX also indicates NGC Financial, LLC is not a multi-state adviser, not a pension consultant, and not a related adviser to another registered entity. The sparse public information suggests the firm either operates on a small, private scale or has not supplied comprehensive disclosure to the source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Neil Carousso

    Neil Carousso

    Founder and CEOCRD 2523062

Contacts

1 of 1
  • George Demos

    Registered RepresentativeCRD 4007266

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bayside, NY

Queens

Location

Bayside, NY

Headquartered in Bayside, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
3601 208th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth