NGC Financial, LLC

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
Bayside, New York
CRD number
145082
Registered since
January 10, 2008

Firm profile

FINTRX

Overview

NGC Financial, LLC is a limited liability company that has been SEC-registered since 2008 and is owned by an individual. The firm is classified in the dataset as "unclassified" and does not report acting as a capital allocator. Available disclosures indicate NGC Financial does not identify as an active ESG investor, is not a multi-state adviser, is not newly formed, and does not position itself as a pension consultant or related adviser. Public-facing details about the firm’s business activities, advisory services, client mix, fee schedules, and specific investment preferences are not included in the provided dataset. That absence limits visibility into how the firm sources managers, constructs portfolios, or uses third-party strategies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Neil Carousso

    Neil Carousso

    Founder and CEOCRD 2523062

Contacts

1 of 1
  • George Demos

    Registered RepresentativeCRD 4007266

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Bayside, NY

Queens

Location

Bayside, NY

Headquartered in Bayside, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Queens
Address
3601 208th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth