NFC INVESTMENTS, LLC
Firm details
- Headquarters
- MEMPHIS, Tennessee
- CRD number
- 132844
- Registered since
- October 7, 2004
- Custodians
- M&T SECURITIES, INC., RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Insurance Companies41.88%
- HNWI24.34%
- Corporations / Businesses18.52%
- Pooled Investment Vehicles14.28%
- Charitable Organizations0.59%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
NFC Investments, LLC is a privately held investment manager organized as an LLC and registered with the SEC since 2004. The firm combines hedge fund and private equity strategies alongside other manager activities, describing itself as a multifaceted fund manager. Its client base includes both individuals/families and institutional investors, and the firm charges both a percentage-of-AUM management fee and performance‑based fees. NFC’s advisory scope covers discretionary portfolio management for individuals and small businesses, pooled investment vehicles, and institutional or business clients. The firm does not self-identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other83%
- Investment Grade Corp Bonds7%
- US Government Bonds4%
- State & Local Bonds3%
- Cash & Cash Equivalents2%
Contacts
3 of 6SUSAN HASLAM
MemberCRD 6711564
WILLIAM THOMPSON
Executive Vice PresidentCRD 4384681
WILLIAM HASLAM
MemberCRD 1771804
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$519K in ETFs
100%
$519K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $260K | 450 | 50.10% |
Location
MEMPHIS, TN
SHELBY
Location
MEMPHIS, TN
Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.
- Metro area
- Memphis-Forrest City, TN-MS-AR
- Region
- South
- County
- SHELBY
- Address
- 700 Colonial Rd
- Time zone
- CT (UTC-6)
- Office locations
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