NFC INVESTMENTS, LLC

RIASEC RegisteredEst. 2004
Total AUM
$2.1B
Discretionary
$2.1B
100% of AUM
Avg account
$13M
Accounts
164
Employees
9
Advisory reps
6

Firm details

Headquarters
MEMPHIS, Tennessee
CRD number
132844
Registered since
October 7, 2004
Custodians
M&T SECURITIES, INC., RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies41.88%
  • HNWI24.34%
  • Corporations / Businesses18.52%
  • Pooled Investment Vehicles14.28%
  • Charitable Organizations0.59%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

NFC Investments, LLC is a privately held investment manager organized as an LLC and registered with the SEC since 2004. The firm combines hedge fund and private equity strategies alongside other manager activities, describing itself as a multifaceted fund manager. Its client base includes both individuals/families and institutional investors, and the firm charges both a percentage-of-AUM management fee and performance‑based fees. NFC’s advisory scope covers discretionary portfolio management for individuals and small businesses, pooled investment vehicles, and institutional or business clients. The firm does not self-identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 83%, Investment Grade Corp Bonds 7%, US Government Bonds 4%, State & Local Bonds 3%, Cash & Cash Equivalents 2%, Non-Investment Grade Corp Bonds 1%83%
  • Other83%
  • Investment Grade Corp Bonds7%
  • US Government Bonds4%
  • State & Local Bonds3%
  • Cash & Cash Equivalents2%

Contacts

3 of 6
  • SUSAN HASLAM

    MemberCRD 6711564

  • WILLIAM THOMPSON

    Executive Vice PresidentCRD 4384681

  • WILLIAM HASLAM

    MemberCRD 1771804

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$519K in ETFs

Passive

100%

$519K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$260K45050.10%

Location

Primary office

MEMPHIS, TN

SHELBY

Location

MEMPHIS, TN

Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
SHELBY
Address
700 Colonial Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth