DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2015
Total AUM
$2.7B
Discretionary
$2.2B
83% of AUM
Avg account
$1.2M
Accounts
2,238
Employees
21
Advisory reps
19

Firm details

Headquarters
MEMPHIS, Tennessee
CRD number
174809
Registered since
March 9, 2015
Website
dwassetmgmt.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Pension & Profit Sharing Plans60.63%
  • HNWI17.9%
  • Individuals11.81%
  • Charitable Organizations5.16%
  • Corporations / Businesses4.06%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Duncan Williams Asset Management, LLC is an independent, SEC-registered RIA established in 2015 and owned individually. The firm serves both individual/family and institutional clients and operates as a capital allocator, combining advisory work with third-party fund allocations. Its client services include financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, pension consulting, selection of outside advisers, and educational seminars. Fee arrangements are flexible (percentage of AUM, hourly, and fixed fees). The firm does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 16%, Cash & Cash Equivalents 14%, US Government Bonds 6%, State & Local Bonds 2%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities16%
  • Cash & Cash Equivalents14%
  • US Government Bonds6%
  • State & Local Bonds2%

Owners & executives

2 of 2

  • KYLE GOWEN

    Chief Investment OfficerCRD 6183945

  • SONIA GOFORTH

    Chief Compliance OfficerCRD 2544170

Contacts

3 of 17

  • Jackson Greer

    Associate Vice PresidentCRD 7548959

  • Wesley Mims

    Associate Vice PresidentCRD 8104735

  • ROBERT ATKINS

    Senior Vice PresidentCRD 6104672

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 63

Active vs passive

$252M in ETFs

Passive

85%

$214M

Active

14%

$37.2M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE US QUALITY DIVIDEND GROWTH FUND (DGRW)Wisdom TreePassiveLarge Blend$44.6M507,77417.73%
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Location

Primary office

MEMPHIS, TN

SHELBY

Location

MEMPHIS, TN

Headquartered in MEMPHIS, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
SHELBY
Address
5350 Poplar Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth