New Spring Financial Planning, LLC

RIASEC Registered
Total AUM
$56.5M
Discretionary
$0
0% of AUM
Avg account
$657K
Accounts
86
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
164647
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.34%
  • Individuals10.66%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

New Spring Financial Planning, LLC is an independent, individually owned registered investment adviser organized as an LLC that serves individual and family clients. The firm provides financial planning and portfolio management for individuals and small businesses and charges a mix of percentage-of-AUM, hourly and fixed fees. It operates primarily as a non-capital-allocating adviser (it does not run pooled funds) and is not positioned as an ESG-focused or multi-state pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Public Funds/Mutual Funds 13%, Cash & Cash Equivalents 2%85%
  • Exchange Traded Equities85%
  • Public Funds/Mutual Funds13%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • Sarah Huang

    OwnerCRD 2579978

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth