WITNAUER SLOAN & ASSOCIATES LLC

Overview

Witnauer Sloan & Associates LLC is an independent, individual-owned RIA that serves individuals and families with a mix of financial planning, portfolio management and related advisory services. The firm combines discretionary portfolio management with hourly and fixed-fee advisory work and also operates as an insurance broker, which informs its use of annuities and insurance-based solutions alongside managed investments. Advisory activities listed include financial planning, portfolio management for individuals and small businesses, pension consulting work and client education through seminars and workshops. The firm is not positioned as an ESG specialist and operates under a single-state registration profile. Investment activity is centered on public mutual funds and similar pooled vehicles for the bulk of client assets, with selective use of third‑party alternative managers when a client’s profile warrants exposure to less liquid or specialized strategies. Custody and trade execution are centralized through Charles Schwab & Co., Inc., which supports the firm’s preference for model and fund-based implementations.

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Public Holdings

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Location & Offices