AFS INVESTMENTS

Overview

AFS Investments is an independent registered investment adviser that primarily serves individuals and families. The firm acts as a capital allocator and offers a mix of financial planning and portfolio management, including selection of other advisers when appropriate. Investment activity shows a clear preference for equities, with exchange-traded equities forming the largest portion of the investment book. Fee arrangements include percentage-of-AUM, hourly charges and fixed fees, allowing flexibility for different client situations and service models. The adviser operates both discretionary and non-discretionary mandates. Its advisory activity spans retail wealth management for individuals and small businesses, as well as portfolio services for business or institutional clients. The firm is not positioned as an ESG-focused manager and is not identified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices