Neumann Advisory Hong Kong Limited

RIASEC RegisteredEst. 2020
Total AUM
$623M
Discretionary
$623M
100% of AUM
Avg account
$311M
Accounts
2
Employees
5
Advisory reps
3

Firm details

Headquarters
Hong Kong,
CRD number
284666
Registered since
May 15, 2020
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Neumann Advisory Hong Kong Limited operates as a hedge fund-style adviser focused on pooled investment vehicles and systematic portfolio management. The firm is set up as a foreign entity with individual ownership and positions itself to serve institutional clients. Its fee model combines a percentage-of-AUM charge with performance-based fees, consistent with hedge fund economics. The firm is also registered to perform CPO/CTA activities, indicating use of futures and managed commodity/derivatives programs alongside its equity and fund strategies. ESG is not a stated driver of portfolio construction. Investment activity centers on concentrated public equity positions alongside active management of private pooled vehicles. With two advised funds and a mandate that includes allocations to third‑party alternative managers, the firm blends direct hedge fund management with external alternative exposures. The structure and fee profile point to a return-seeking, performance-oriented approach rather than a passive or purely advisory model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Pui Shan Chan

    Chief Compliance OfficerCRD 8053719

Contacts

2 of 2
  • Yee Ting Leung

    Executive DirectorCRD 6755373

  • Fisher Zhang Fei

    ShareholderCRD 6689809

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Unit 9056 9f Icbc Tower
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth