FCA CORP

RIASEC RegisteredEst. 1984
Total AUM
$623M
Discretionary
$494M
79% of AUM
Avg account
$1.1M
Accounts
563
Employees
17
Advisory reps
13

Firm details

Headquarters
HOUSTON, Texas
CRD number
110658
Registered since
January 13, 1984
Website
fcacorp.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.74%
  • Pooled Investment Vehicles17.77%
  • Investment Companies9.46%
  • Individuals5.02%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

FCA Corp is an independent registered investment adviser that has been SEC-registered since 1984 and is privately owned by a domestic entity/individual. The firm serves both individual and family clients as well as institutional participants, providing fee arrangements that include a percentage of assets under management, hourly charges and fixed-fee engagements. Advisory capabilities span financial planning and portfolio management across individuals/small businesses, pooled vehicles, investment companies and institutional/business accounts. FCA Corp does not self-identify as a capital allocator and does not incorporate ESG criteria into its investment process. The firm lists an industry affiliation with a law firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 30%, US Government Bonds 7%, Cash & Cash Equivalents 6%, State & Local Bonds 4%, Investment Grade Corp Bonds 2%, Private Funds 1%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities30%
  • US Government Bonds7%
  • Cash & Cash Equivalents6%
  • State & Local Bonds4%

Owners & executives

3 of 4

  • WILLIAM LEVAY

    Chief Compliance OfficerCRD 3200046

  • WESLEY YUHNKE

    Chief Investment OfficerCRD 4831828

  • ROBERT SCHARAR

    Founder, President and Chief Executive OfficerCRD 4392344

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Contacts

3 of 9

  • BRANDON WILLIAMS

    Financial Planning AssociateCRD 7710310

  • Frederick van Wyk

    Investment ConsultantCRD 7035212

  • ERIN MENKING

    Financial Planning AssociateCRD 6582582

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 70

Active vs passive

$230M in ETFs

Passive

96%

$221M

Active

2%

$8.3M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INFORMATION TECHNOLOGY INDEX FUND (VGT)VanguardPassiveTechnology$14.4M20,6596.28%
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Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
791 Town Country Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth