Dhjj Financial Advisors

RIASEC Registered
Total AUM
$623M
Discretionary
$598M
96% of AUM
Avg account
$441K
Accounts
1,413
Employees
11
Advisory reps
13

Firm details

Headquarters
Naperville, Illinois
CRD number
107034
Registered since
November 13, 1992
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI87.24%
  • Individuals6.82%
  • Pension & Profit Sharing Plans5.46%
  • Corporations / Businesses0.47%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Dhjj Financial Advisors is an independent registered investment adviser structured as a corporation and owned by an individual. The firm is SEC-registered (registration in 1992) and serves both individual & family clients and institutional investors. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include AUM-based fees, hourly charges, and fixed-fee engagements. The firm does not position itself as an active ESG investor and is not identified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 86%, Exchange Traded Equities 5%, Cash & Cash Equivalents 4%, Other 4%, US Government Bonds 1%86%
  • Public Funds/Mutual Funds86%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents4%
  • Other4%
  • US Government Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 842

Active vs passive

$342M in ETFs

Passive

63%

$217M

Active

29%

$125M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$40.6M54,85511.86%

Location

Primary office

Naperville, IL

Du Page

Location

Naperville, IL

Headquartered in Naperville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
184 Shuman Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth