RAI Wealth
Firm details
- Headquarters
- Naperville, Illinois
- CRD number
- 324695
- Registered since
- April 5, 2023
- Website
- www.raiwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI67.45%
- Individuals16.54%
- Pension & Profit Sharing Plans10.89%
- Charitable Organizations4.37%
- Corporations / Businesses0.75%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
RAI Wealth is an independent RIA structured as an LLC that serves both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and pension consulting. It operates as a registered representative of a broker‑dealer and as an insurance broker in addition to its advisory work. Compensation is mixed: percentage of AUM, fixed fees and commission arrangements are all used. The adviser registered with the SEC in 2023, is owned by an individual, does not present itself as a capital allocator, and does not emphasize ESG investing or multi‑state advisory coverage.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities10%
- Cash & Cash Equivalents9%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
2 of 2
Tyler Jones
Chief Investment OfficerCRD 6677737
Melissa Imbrogno
Partner, COOCRD 5651851
Contacts
3 of 4
Jack Dykema
Wealth AdvisorCRD 7552196
Gregory Aagaard
Partner, Wealth AdvisorCRD 4993109
William West
Partner, Wealth AdvisorCRD 6219999
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$415M in ETFs
91%
$375M
7%
$39.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $78.6M | 104,951 | 18.96% |
Location
Naperville, IL
Du Page
Location
Naperville, IL
Headquartered in Naperville, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 1700 Park St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Dhjj Financial Advisors
RIANaperville, IL
Stenger Family Office, LLC
RIANaperville, IL
Windrock Wealth Management
RIANaperville, IL
Left Brain Wealth Management, LLC
RIANaperville, IL
Fiduciary Financial Partners, LLC
RIANaperville, IL
Millington Financial Advisors, LLC
RIANaperville, IL