WINDROCK WEALTH MANAGEMENT
Firm details
- Headquarters
- NAPERVILLE, Illinois
- CRD number
- 166124
- Registered since
- October 6, 2015
- Website
- windrockwealth.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
- Client types
- HNWI94.28%
- Individuals5.72%
- Services
- Portfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Windrock Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered since 2015. The firm positions itself as a capital allocator for individual and family clients, delivering portfolio management for individuals and small businesses while also selecting third‑party advisers and publishing investment periodicals. Its fee model is flexible and includes asset‑based fees, fixed and hourly charges, and performance‑based arrangements. The adviser does not identify as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds42%
- Public Funds/Mutual Funds34%
- US Government Bonds10%
- Exchange Traded Equities7%
- Investment Grade Corp Bonds4%
Contacts
3 of 4Austin Kent
Senior Investment AdvisorCRD 7404302
BRETT RENTMEESTER
Founding Managing DirectorCRD 2631078
Christopher Casey
Founder and Managing DirectorCRD 6587454
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
NAPERVILLE, IL
DU PAGE
Location
NAPERVILLE, IL
Headquartered in NAPERVILLE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- DU PAGE
- Address
- 225 W Jefferson Ave
- Time zone
- CT (UTC-6)
- Office locations
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