LANTZ FINANCIAL LLC

RIASEC RegisteredEst. 2018
Total AUM
$994M
Discretionary
$946M
95% of AUM
Avg account
$306K
Accounts
3,250
Employees
13
Advisory reps
7

Firm details

Headquarters
NAPERVILLE, Illinois
CRD number
297573
Registered since
September 24, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.99%
  • Individuals13.01%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Lantz Financial LLC is an independent registered investment advisor formed in 2018 and organized as an LLC under individual ownership. The firm serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It operates as a capital allocator and bills clients through asset-based fees as well as hourly and fixed-fee arrangements. Lantz does not identify as an active ESG investor and is not described as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 35%, US Government Bonds 7%, Cash & Cash Equivalents 7%, Investment Grade Corp Bonds 3%, State & Local Bonds 2%, Private Funds 2%, Non-Investment Grade Corp Bonds 1%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds35%
  • US Government Bonds7%
  • Cash & Cash Equivalents7%
  • Investment Grade Corp Bonds3%

Contacts

3 of 7
  • Logan Schaefer

    Financial AssociateCRD 8090191

  • DANIEL ROHLFING

    Principal & Senior Financial AdvisorCRD 4177008

  • DEREK RARIDON

    Financial AdvisorCRD 6919250

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 103

Active vs passive

$343M in ETFs

Passive

50%

$172M

Active

46%

$171M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$30.7M46,9478.94%

Location

Primary office

NAPERVILLE, IL

DU PAGE

Location

NAPERVILLE, IL

Headquartered in NAPERVILLE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
1733 Park St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth