NC Securities, LLC

Overview

NC Securities, LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm is SEC-registered since 2006 and is owned by a combination of a domestic entity and an individual. FINTRX flags the firm as not being a capital allocator and not identifying as an active ESG investor; it is also not listed as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The dataset does not include details on NC Securities’ advisory activities, client segments, fee schedules or broader business activities. Given the combination of its investment-bank classification and the absence of reported asset-management metrics, the entity’s primary role appears oriented toward investment banking or broker-dealer activities rather than acting as an SEC-registered asset manager with discretionary client assets.

Assets & Accounts

Location & Offices