NC SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
EASTON, Maryland
CRD number
141074
Registered since
November 16, 2006

Firm profile

FINTRX

Overview

NC Securities, LLC is organized as a limited liability company and has been SEC-registered since 2006. FINTRX classifies the firm as an investment bank rather than an active asset allocator or independent registered investment adviser. Ownership is listed as a mix of a domestic entity and an individual. The firm’s profile flags several negative attributes that shape how it operates: it is not identified as a capital allocator, is not marked as an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. Detailed descriptions of its advisory or business activities were not included in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • DARREN WOMER

    President, CEOCRD 2618788

Contacts

3 of 14
  • ANDREW ADAMS

    Managing DirectorCRD 5161455

  • MARK BAER

    Founder & Managing PartnerCRD 4329921

  • Rachel Edwards

    Investment BankerCRD 7625099

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

EASTON, MD

TALBOT

Location

EASTON, MD

Headquartered in EASTON, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
TALBOT
Address
101 Marlboro Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth