CGA Securities, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Baltimore, Maryland
CRD number
32301
Registered since
June 4, 1993

Firm profile

FINTRX

Overview

CGA Securities, LLC is organized as a limited liability company and has been registered with the SEC since 1993. The firm is identified as a domestic entity/individual ownership structure and is categorized as unclassified in the dataset. The profile flags indicate it is not a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Public disclosures in the source are limited: there are no descriptive entries for client segments, fee models, specific business lines or advisory offerings. That lack of detail constrains visibility into the firm’s target client types, service model, and investment process.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Robert Campbell

    FinOpCRD 1349154

  • Otto Lowe

    Otto Lowe

    Managing DirectorCRD 1911604

  • Robert Pohlhaus

    Robert Pohlhaus

    Managing DirectorCRD 1982680

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore City
Address
2 Village Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth