Shot Tower Securities LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Baltimore, Maryland
CRD number
169678
Registered since
June 10, 2014

Firm profile

FINTRX

Overview

Shot Tower Securities LLC is a limited liability company that registered with the SEC in 2014. FINTRX classifies its owner type as a combination of a domestic entity and an individual and lists the firm’s regulatory classification as unclassified. The snapshot indicates the firm does not function as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser. The firm has not provided information about its business or advisory activities in the available data set. Several typical service attributes—fee structure, client base composition, and specific investment activities—are not reported in the FINTRX snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Thomas Hopkins

    FinOpCRD 1835087

  • David Dunn

    David Dunn

    Founder and Managing PartnerCRD 3116967

  • Robert Law

    Robert Law

    PartnerCRD 5008275

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore City
Address
Of Cross Kys 1 Vlg Sq Fls Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth