Ullico Investment Company, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
Silver Spring, Maryland
CRD number
135195
Registered since
November 1, 2005

Firm profile

FINTRX

Overview

Ullico Investment Company, LLC is organized as a limited liability company and has been registered with the SEC since 2005. The firm’s ownership is listed as a combination of a domestic entity and individual ownership. Public filings classify the firm as unclassified and disclose limited detail about its business model: it is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. No information about fee schedules, advisory activities or client types was provided in the source data. The available disclosures are sparse, so there is no clear public profile of the firm’s target clients, distribution channels, or investment mandate. The absence of stated advisory activities or fee arrangements implies that the firm does not publish a detailed retail-facing practice or that those elements are handled privately.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Yinan Yu

    Yinan Yu

    CFO and DirectorCRD 7787306

  • Cathy Humphrey

    Cathy Humphrey

    Chief Operating OfficerCRD 4899999

Contacts

3 of 19
  • Darin Hardy

    Vice President, Corporate ControllerCRD 7530984

  • Christen Eshleman

    Christen Eshleman

    AnalystCRD 7783630

  • Michael Cavanaugh

    Michael Cavanaugh

    Marketing AssociateCRD 6818063

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Silver Spring, MD

Montgomery

Location

Silver Spring, MD

Headquartered in Silver Spring, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
8403 Colesville Rd
Time zone
ET (UTC-5)
Office locations

Similar firms