Ullico Investment Company, LLC

Broker-DealerFINRA MemberEst. 2005

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Bethesda, Maryland
CRD number: 135195
Registered since: November 1, 2005
Website: www.ullico.com

Firm profile

FINTRX

Overview

Ullico Investment Company, LLC is organized as a limited liability company and is recorded as SEC-registered in 2005. Ownership is listed as a combination of a domestic entity and an individual. The firm’s public profile in the source is sparse: it is classified as "Unclassified" and is not identified as a capital allocator. The data also indicates it is not an active ESG investor, is not a multi-state adviser, is not newly formed, and does not serve as a pension consultant or a related adviser. Available records do not disclose the firm’s fee structure, client segments, or detailed advisory and business activities, limiting what can be confirmed about its client focus or service model from the provided source.

Assets & Accounts

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3

Cathy Humphrey
Chief Operating OfficerCRD 4899999
Darin Hardy
Chief Financial OfficerCRD 7530984
Yinan Yu
CFO and DirectorCRD 7787306

Contacts

3 of 17

Joseph Linehan
PresidentCRD 4951041
Adam Fried
Vice PresidentCRD 4949851
Richard Larocque
Vice President, Compliance and Associate General CounselCRD 2874559