Ullico Investment Company, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Bethesda, Maryland
CRD number
135195
Registered since
November 1, 2005

Firm profile

FINTRX

Overview

Ullico Investment Company, LLC is organized as a limited liability company and is registered with the SEC (registration recorded in 2005). Ownership is listed as a mix of a domestic entity and an individual. Public records classify the firm as unclassified and provide limited detail about its business model; there are no explicit disclosures of client segments, fee schedules, or the particular advisory services the firm offers. Regulatory and profile flags in the firm’s snapshot indicate it is not identified as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. The firm is not flagged as newly formed, is not described as a pension consultant, and is not listed as a related adviser.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Yinan Yu

    Yinan Yu

    CFO and DirectorCRD 7787306

  • Cathy Humphrey

    Cathy Humphrey

    Chief Operating OfficerCRD 4899999

Contacts

3 of 18
  • Darin Hardy

    Vice President, Corporate ControllerCRD 7530984

  • Christen Eshleman

    Christen Eshleman

    AnalystCRD 7783630

  • Michael Cavanaugh

    Michael Cavanaugh

    Marketing AssociateCRD 6818063

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Bethesda, MD

Montgomery

Location

Bethesda, MD

Headquartered in Bethesda, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
7373 Wisconsin Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth