ULLICO INVESTMENT COMPANY, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
21
Avg account
$0

Firm details

Headquarters
SILVER SPRING, Maryland
CRD number
135195
Registered since
November 1, 2005

Firm profile

FINTRX

Overview

Ullico Investment Company, LLC is an SEC-registered limited liability company first registered in 2005. FINTRX classifies the firm as unclassified and records ownership as a mix of a domestic entity and individual ownership. The profile indicates the firm is not identified as a capital allocator and is not flagged as an active ESG investor. The dataset does not include details on the firm's fee schedule, specific advisory activities, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Yinan Yu

    CFO and DirectorCRD 7787306

  • CATHY HUMPHREY

    Chief Operating OfficerCRD 4899999

Contacts

3 of 19
  • Darin Hardy

    Vice President, Corporate ControllerCRD 7530984

  • Christen Eshleman

    AnalystCRD 7783630

  • Michael Cavanaugh

    Marketing AssociateCRD 6818063

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SILVER SPRING, MD

MONTGOMERY

Location

SILVER SPRING, MD

Headquartered in SILVER SPRING, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
MONTGOMERY
Address
8403 Colesville Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth